Social Media Compliance for Financial Professionals

When it comes to social media and electronic communications in general, there are all kinds of regulations and guidelines that companies and their employees need to comply with.  And at the same time, companies are enabling employees to use social media to identify and acquire new customers and expand existing relationships and corporate brands.  This session will explore the ways companies need to be prepared for any regulatory challenge.

• Drive sales while remaining compliant
• Determine benefits and how best to manage risks
• Create, enforce, and update social media policies
• Meet corporate governance, legal and regulatory compliance requirements